Berthel Fisher Welcomes New Chief Compliance and Risk Officer

05.14.2018

Cedar Rapids, Iowa – May 14, 2018 – Berthel Fisher Companies (“BFC”) is pleased to announce the addition of Erin Burke as Chief Compliance Officer and Chief Risk Officer.  Erin brings over 15 years of experience in the financial services industry serving in various legal, compliance and leadership roles.

 

“We believe that Erin's experience in the areas of risk assessment, regulation, process efficiencies and staff development will help drive our internal culture of compliance and help to support future growth initiatives for the organization as a whole” said Thomas J. Berthel, Chief Executive Officer.

 

Ms. Burke holds a Juris Doctorate from the University of Iowa College of Law and FINRA securities licenses 7, 24 and 66. Erin recently served as Assistant General Counsel and as Senior Counsel for global public companies in the financial services sector.  In addition she served as Assistant Attorney General of Iowa and held positions with the United States Department of Justice. With years of extensive legal and related financial experience, we look forward to Erin’s contributions to the future growth and success of the Company.

By Shelli M. Brady

Shelli Brady joined the firm in 2007 and currently acts as the Marketing Manager for Berthel Fisher & Company and its subsidiaries. Shelli attended the University of Northern Iowa in Cedar Falls, Iowa.